Search Result

721 - 740 of 1314 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land