Search Result

341 - 360 of 1503 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

CONC 7.12 Lenders’ responsibilities in relation to debt

As Published: 2020

CONC 7.12 Lenders’ responsibilities in relation to debt

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading