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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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Effective Period

Similar To

REC 2.11 Custody

REC 6.3 Recognition requirements

EG 4.3 Notification where a particular person is not yet under investigation

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 9.1 Application and Purpose

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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SUP 17A.2 Connectivity with FCA systems

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MAR 10.1 Application

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DEPP 1.2 Introduction to statutory notices

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SYSC 4.2 Persons who effectively direct the business