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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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EG 4.9 Involvement of FCA supervisors during the investigation phase

REC 4.9 Disciplinary measures

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 2.12 Co-operation

EG 19.20 Payment Services Regulations 2017

GEN 6.1 Payment of financial penalties

EG 2.4 Case selection: Unauthorised business

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

MCOB 5.6 Content of illustrations

DEPP 2.2 Warning notices and first supervisory notices

EG 3.1 Introduction

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 16.12 Integrated Regulatory Reporting

DEPP 4.1 Executive decision maker

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

EG 4.3 Notification where a particular person is not yet under investigation

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

PERG 2.5 Investments and activities: general

LR 8.6 Criteria for approval as a sponsor