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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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IPRU-INV 4.2 PURPOSE

As Published: 2015

IPRU-INV 4.2 PURPOSE

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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