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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

…

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CASS 11.11 Records, accounts and reconciliations

PERG 4.6 Advising on regulated mortgage contracts

SUP 4.5 Provisions applicable to all actuaries

SUP 10A.7 FCA required functions

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

ICOBS 4.1 General requirements for insurance intermediaries and insurers

PERG 7.4 Does the article 54 exclusion apply?

SUP 16.9 Appointed representatives annual report

EG 12.1 The FCA’s general approach

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

REC 3.7 Auditors

EG 19.23 Electronic Money Regulations 2011

SUP 10C.11 Statements of responsibilities

DTR 1A.2 Modifying rules and consulting the FCA

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

COLL 6.3 Valuation and pricing

SUP 5.3 Policy on the use of skilled persons

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation