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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general