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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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ICOBS 6.4 Pre- and post-contract information: protection policies

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SYSC 4 Annex 1

CONC 3.1 Application

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

FEES 4.2 Obligation to pay periodic fees