Search Result

281 - 300 of 1409 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SYSC 4.8

As Published: 2015

SYSC 4.8

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

PERG 13.2 General

As Published: 2011

PERG 13.2 General

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

LR 17.1 Application

As Published: 2005

LR 17.1 Application

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy