Search Result

181 - 200 of 1634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SYSC 4.5

As Published: 2015

SYSC 4.5

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COND 1.3 General

As Published: 2013

COND 1.3 General

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations