Search Result

181 - 200 of 1254 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction