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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COBS 19.7 Pensions nudge and retirement risk warnings

As Published: 2015

COBS 19.7 Pensions nudge and retirement risk warnings

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EG 15.4 Disqualification under section 249 or section 261K

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SYSC 4.5

SUP 16.24 Retirement income data reporting

SYSC 4.6

CASS 7.15 Records, accounts and reconciliations

SUP 18.2 Insurance business transfers

REC 3.1 Application and purpose

LR 11.1 Related party transactions

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

DTR 8.5 Supervision of primary information providers

CASS 1A.3 Responsibility for CASS operational oversight

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

LR 5.2 Cancelling listing

SUP 16.3 General provisions on reporting

FEES 8.1 Consumer Credit permissions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 5.1 Application and purpose

COBS 19.7 Pensions nudge and retirement risk warnings