Search Result

1221 - 1240 of 1310 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application