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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

FEES App 1 Annex 2 Further information on fees

As Published: 2019

FEES App 1 Annex 2 Further information on fees

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

LR 19.1 Application

As Published: 2005

LR 19.1 Application

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

EG App 3.6 COPFS

As Published: 2016

EG App 3.6 COPFS

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

COBS 4.10 Approving and confirming compliance of financial promotions

As Published: 2015

COBS 4.10 Approving and confirming compliance of financial promotions

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing