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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

MCOB 2A.3 Foreign currency loans

As Published: 2019

MCOB 2A.3 Foreign currency loans

IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption