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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

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CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

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CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

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PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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