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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions