Search Result

721 - 740 of 1552 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information