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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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REC 3.21 Criminal offences and civil prohibitions

LR 4.4 Miscellaneous

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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PERG 16.6 Exclusions

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

LR 9.3 Continuing obligations: holders

BIPRU 8.7 Consolidated capital resources requirements

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes