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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

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MCOB 4A.2 Adequate explanations

As Published: 2016

MCOB 4A.2 Adequate explanations

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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