Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

…

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.10 Financial crime and market abuse

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

LR 5.2 Cancelling listing

SYSC 19C.1 General application and purpose

BIPRU 9.2 Approach to be used

LR 13.8 Other circulars

DEPP 1.2 Introduction to statutory notices

SYSC 10.1 Application

DEPP 6.4 Financial penalty or public censure

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SYSC 18.3 Internal arrangements

REC 2.15 Discipline

SUP 2.4 'Mystery shopping'

COBS 15.2 The right to cancel

EG 8.3 Use of the own-initiative powers

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 2.2 Case selection and referral criteria

BIPRU 7.5 Foreign currency PRR

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 3.2 The central principles of the standardised approach to credit risk