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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

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EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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