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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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Effective Period

Similar To

BIPRU 1.3 Applications for advanced approaches and waivers

EG 2.9 FCA guidance and supporting materials

MAR 4.3 Support of the Takeover Panel's Functions

ICOBS 6.4 Pre- and post-contract information: protection policies

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DISP 1.5 Complaints resolved by close of the third business day

PERG 10.5 Employers and affinity groups (such as trade unions)

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SUP 12.9 Record keeping

LR 14.3 Continuing obligations

CASS 5.4 Non-statutory client money trust

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

DEPP 4.1 Executive decision maker

PERG 5.4 The business test

EG 19.15 The conduct of investigations under the Money Laundering Regulations

CONC 7.6 Exercise of continuous payment authority

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

CASS 7.15 Records, accounts and reconciliations

PERG 8.5 In the course of business