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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 4.5

As Published: 2015

SYSC 4.5

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]