Search Result

481 - 500 of 1475 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

As Published: 2016

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing