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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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Similar To

DTR 8.2 Approval as a primary information provider

GEN 2.2 Interpreting the Handbook

CONC 12.1 Application and purpose

COND 1.2 Purpose

PERG 8.31 Exclusions for advising on investments

APER 4.1 Statement of Principle 1

MAR 1.3 Insider dealing

COBS 16.4 Statements of client designated investments or client money

PERG 7.3 Does the activity require authorisation?

APER 4.4 Statement of Principle 4

REC 4.7 The section 297 power to revoke recognition

DISP 1.3 Complaints handling rules

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

MAR 10.5 Other reporting, notifications and information requirements

DTR 8.4 Continuing obligations

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

FEES 6.3 The FSCS's power to impose levies

COBS 18.8 OPS firms - non scope business [deleted]

CASS 7.19 Clearing member client money sub-pools