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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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LR 3.3 Shares

COLL 6.10 Senior personnel responsibilities

BIPRU 5.4 Financial collateral

COLL 11.2 Approval of a feeder UCITS

COLL 9.3 Section 272 recognised schemes

PERG 2.2 Introduction

FEES 13.1 Application and purpose

DTR 1A.3 FCA may require the publication of information

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SYSC 8.1 General outsourcing requirements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]