Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 9.1 Application and Purpose

PERG 13.3 Investment Services and Activities

COCON 2.2 Senior manager conduct rules

REC 3.18 Membership

SYSC 22.5 Giving references: additional rules and guidance for all firms

MCOB 5.1 Application

SUP 18.1 Application

SYSC 4.9

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

FEES 13.1 Application and purpose

GEN 1.2 Referring to approval by the FCA

APER 4.2 Statement of Principle 2

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PERG 12.1 Background

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

MIPRU 4.4 Calculation of capital resources

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek