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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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