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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SUP 4.4 Appropriate actuaries

EG 16.4 The effect of a disapplication order

SUP 16.13 Reporting under the Payment Services Regulations

MCOB 5.6 Content of illustrations

PERG 8.37 AIFMD Marketing

SUP 10C.4 Specification of functions

CONC 8.7 Charging for debt counselling, debt advice and related services

SUP 11.1 Application

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

MCOB 3A.1 Application and purpose

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

LR 13.8 Other circulars