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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

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ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

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ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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SUP 12.9 Record keeping

LR 5.2 Cancelling listing

REC 2.7 Access to facilities

CONC 2.7 Distance marketing

SUP 10C.2 Purpose

TC 1.1 Who, what and where?

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MCOB 9.3 Pre-application disclosure

REC 6A.2 Removal of passport rights from EEA market operator

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GEN 1.2 Referring to approval by the FCA

DISP App 1.2 The standard approach to redress

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy