Search Result

381 - 400 of 1436 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters