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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

MAR 5.6 Reporting requirements

LR 5.3 Requests to cancel or suspend

REC 4.2 The supervisory relationship with UK recognised bodies

REC 1.2 Purpose, status and quotations, notes or references

SYSC 19B.1 Application

LR App 1.1 Relevant definitions

LR 10.8 Miscellaneous

SYSC 1.2 Purpose

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]