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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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