Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

…

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

…

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 20.2 Treating with-profits policyholders fairly

CASS 6.1 Application

INSPRU 3.1 Market risk in insurance

EG 7.9 Suspensions of voting rights

LR 8.3 Role of a sponsor: general

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

MAR 5.3 Trading process requirements

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

BIPRU 4.2 The IRB approach: High level material

LR 15.3 Listing applications and procedures

COLL 11.4 Depositaries

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

PERG 15.7 Transitional provisions [deleted]