Search Result

241 - 260 of 1278 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

DISP 1.8 Complaints time barring rule

As Published: 2008

DISP 1.8 Complaints time barring rule

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements