Search Result

201 - 220 of 1322 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]