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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

LR 16.1 [deleted]

EG 20.1 Introduction

BIPRU 9.3 Requirements for originators and sponsors

EG 11.5 Other relevant powers

REC 6.6 Supervision

LR 13.2 Approval of circulars

EG 15.3 Disqualification under section 345

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

EG 15.4 Disqualification under section 249 or section 261K

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

PERG 4.12 Appointed representatives

CREDS 10.1 Application and purpose

SUP 15.2 Purpose

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

EG 11.3 The FCA’s choice of powers

PERG 15.1 Introduction

PERG 8.31 Exclusions for advising on investments