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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision