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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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Similar To

SYSC 2.1 Apportionment of Responsibilities

GEN 4.3 Letter disclosure

COND 2.5 Suitability

REC 2.10 Financial crime and market abuse

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 3.26 Proposals to make regulatory provision

DTR 4.4 Exemptions

RCB 3.6 Fees and other matters

LR 2.2 Requirements for all securities

COCON 4.2 Specific guidance on senior manager conduct rules

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

MAR 5.3A Systems and controls for algorithmic trading

MAR 7A.3 Requirements for algorithmic trading

CASS 1A.3 Responsibility for CASS operational oversight

SYSC 19A.1 General application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SYSC 4 Annex 1

MCOB 3A.1 Application and purpose

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 7.2 The Listing and Premium Listing Principles