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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

…

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

…

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

…

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

…

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

…

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

…

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

…

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