Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.7A Position management and position reporting in relation to commodity derivatives

RCB 3.3 Asset pool notifications

PERG 4.10A Activities within scope of the Mortgage Credit Directive

FEES App 1 Annex 2 Further information on fees

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 4.2 Persons who effectively direct the business

PERG 2.4 Link between activities and the United Kingdom

DTR 1.4 Suspension of trading

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

SYSC 22.5 Giving references: additional rules and guidance for all firms

DTR 6.3 Dissemination of information

REC 2.16B Operation of a data reporting service

BIPRU 7.4 Commodity PRR

EG 19.20 Payment Services Regulations 2017

EG 6.1 Publicity during FCA investigations

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy