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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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COND 1.3 General

As Published: 2013

COND 1.3 General

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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