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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives