Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

…

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

…

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

…

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 1.6 Manipulating transactions

MAR 5.6 Reporting requirements

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

SYSC 18.3 Internal arrangements

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

PERG 16.4 Acting as a depositary of an AIF

PERG 11.2 Guidance on property investment clubs

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SYSC 19A.1 General application and purpose

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

EG 3.3 Reports by skilled persons (section 166)

EG 19.35 Data Reporting Services Regulations 2024

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]