Search Result

501 - 520 of 1049 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 4.4A Mortgage contracts entered into before 21 March 2016

As Published: 2015

PERG 4.4A Mortgage contracts entered into before 21 March 2016

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls