Search Result

121 - 140 of 1613 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background