Search Result

601 - 620 of 1540 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements