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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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IPRU-INV 12 App 1 Terms

As Published: 2017

IPRU-INV 12 App 1 Terms

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

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