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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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Similar To

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.32 The Payment Accounts Regulations 2015

SUP 10A.16 How to apply for approval and give notifications

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SUP 8.4 Reliance on waivers

SUP 8.7 Varying waivers

SUP 4.4 Appropriate actuaries

SYSC 2.2 Recording the apportionment

FEES 6.5 Compensation costs

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

PERG 9.1 Application and Purpose

DISP 1.10B Payment services and electronic money complaints reporting

SYSC 4.2 Persons who effectively direct the business

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

REC 3.18 Membership

SUP 12.1 Application and purpose

LR 13.5 Financial information in Class 1 Circulars